Firms whose brokers advise their clients on a certain type of complex products known as structured notes should be prepared to answer questions about how and why they recommend the assets class. Finra ...

At first glance, a laddered approach to structured notes or buffered ETFs may seem like a strategy to manage risk and smooth returns over time. However, the accumulation of embedded gains, increased ...

NewEdge Capital Group has expanded its partnership with Envestnet to make NewEdge Investment Solutions’ structured note strategies available through unified managed accounts. Financial advisors can ...